H.R.____, (Wagner) To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers.

Witness List

• Mr. David C. Knoch, President, 1st Global (TTF)

• Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica (TTF)

• Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC (TTF)

• Ms. Cristina B. Martin Firvida, Director, Financial Security and Consumer Affairs, AARP (TTF)

• Dr. Douglas Holtz-Eakin, President, American Action Forum (TTF)