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SIPA Bars General Unsecured Claims for Failure to Transfer Accounts Before Filing

The trustee for a bankrupt broker can ignore an individual customer’s request to transfer securities to a solvent broker and may instead transfer customer accounts in bulk.

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Opinion Link

Case Details

Case Citation

In re Lehman Brothers Holdings Inc., 17-3762 (S.D.N.Y. March 22, 2018)

Case Name

In re Lehman Brothers Holdings Inc.

Case Type

Business